A Data Audit: Tool for Good Clinical Practice

S. Chockalingam

HOD – Department of Orthopaedics, Kauvery Hospital, Trichy

Introduction

The clinical data was collected during the course of patient care or as part of clinical research.

Electronic medical records were compiled with the data collected during the course of patient care.

The clinical data is a staple resource for health and medical research and analysis of the data enables us to gain new knowledge. That also helps to guide the development of best practices, which is essential to health care improvement.

Types of clinical data

Parametric Data

  • Follows normal distribution

Non-Parametric Data

  • Does not follow normal distribution

Below is an example of parametric data.

Background

Vertebral Compression Fracture (VCF), post op management of osteoporosis:

The authors had taken all patients with a diagnosis of VCF from the hospital spine database and reviewed the data. They reviewed the number of patients with VCF, the incidence of osteoporosis and post fracture management of osteoporosis and published in AAOS journal.

For this study, the data from the hospital database were used.

Aim and objective of “A Data Audit” at Kauvery Hospital, Trichy

To do an audit (study), we need a data. Multiple personnel collect data at multiple points. To do a meaningful study, audit or research, the data needs to be accurate.

Aim: To study the accuracy of data collected in OT, by auditing the Data.

Materials

  • Hospital database of patients who underwent surgery
  • Period from 2018–2024
  • Orthopaedic surgeries sample taken for the study
  • Single surgeon- patients to reduce variability
  • Same surgeon analysed the data.

Methods

  • Diagnosis and surgery matching
  • Appropriateness of diagnosis documentation
  • Appropriateness of surgery documentation.

Results and Discussion

Data accuracy

  • 341 patients who had surgery under my care were audited
  • 164 patients had diagnosis related to surgery
  • 147 patients’ diagnosis is not at all correct or appropriate
  • 30 patients’ diagnosis could have been more accurate

Not accurate diagnosis

A very lenient analysis

  • Domestic fall
  • RTA
  • Self-fall
  • Congenital disorder
  • Fracture
  • Implant removal

Wrong Diagnosis

S. NoWrong DiagnosisProcedure
1Rib fractureFemur fracture fixation
2Rheumatoid arthritisACL reconstruction
3ACL tear (knee)Shoulder Arthroscopy
4Spinal cord compressionORIF radius
5Osteoarthritis kneeHip Replacement
6Diabetes Mellitus FootTendon Transfer (4-year-old child!).

Inappropriate diagnosis

S. NoInappropriate diagnosisProcedure
1Branchial cystACL reconstruction
2Lower Respiratory TIHip Replacement
3Intra cerebral haemorrhageTibia plating
4Hand PainTotal hip replacement
5Preterm RDSForeign body removal
6Bilateral GynaecomastiaBilateral Achilles tenotomy (1 year old)!

Surgery

For a specific surgery of 52 patients

ACL reconstruction: Only three patients had surgery related diagnosis

Unrelated Diagnosis
1Leg pain7Dislocation knee
2Femur fracture8Septic arthritis
3Osteoarthritis9Rheumatoid arthritis
4Arthritis10Transient ischemic attach
5Hypospadias11Fracture crown
6Infected cyst

Inaccurate name of surgery

Small numbers only,

S. NoInaccurate surgeryDiagnosis
1Bone ExcisionFracture neck of femur
2ORIF PCL PlatingFracture femur
3DecompressionFracture femur
4Open revision femoral boneChild complex hip reconstruction

Study Findings

  • Diagnosis is wrong or inappropriate in many patients
  • Surgery name is wrong for few patients
  • Diagnosis and surgery does not match in many patients
  • The diagnosis in the EMR was made not by the surgeon, or nurse or secretary in OT but by a secretary at the time of admission
  • The theatre secretary enters the surgery name from the operation notes.

Suggestions for improving data accuracy

  • The Surgeon and his/ her team should authorise or enter the data
  • The staff should be trained
  • ICD coding should be used
  • Training for all surgeons and staff involved in coding
  • Diagnosis about surgery should be editable by the surgeon or the treating doctor’s team.

Take Home Message

If we want to review our data, present, and publish, then the data entry should be accurate. Action needs to be taken from all stakeholders to improve the accuracy of Data

Acknowledgment

Ortho Team members, OT staff and Secretaries at Cantonment.

Dr Chokalingam

Dr. S. Chockalingam
HOD – Department of Orthopaedics